The FCA is writing to a number of financial adviser firms requesting information about their delivery of ongoing services, for wh...
CN Editor
February 16, 2024
FCA BANS AND FINES JAMES LEWIS £120,300 FOR PUTTING INVESTORS AT RISK
INDIVIDUAL CHARGED WITH INVESTMENT FRAUD OVER UNAUTHORISED MULTIMILLION POUND "KUBE TRADING" SCHEME
FCA CONFIRMS ANTI-GREENWASHING GUIDANCE AND PROPOSES EXTENDING SUSTAINABILITY FRAMEWORK
FCA LOOKS FOR MEMBERS FOR ITS ADVISORY COMMITTEE ON SECONDARY MARKETS
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CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
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